关于外商投资举办投资性公司的暂行规定(附英文)（已废止）
对外贸易经济合作部
关于外商投资举办投资性公司的暂行规定(附英文)
1995年4月4日，外经贸部
为了促进外国投资者来华投资，引进国外先进技术和管理经验，允许外国投资者根据中国有关外国投资的法律、法规及本规定，在中国设立投资性公司（以下简称投资公司）。
第一条 本规定中投资公司系指外国投资者在中国以独资或与中国投资者合资的形式设立的从事直接投资的公司。公司形式为有限责任公司。
第二条 申请设立投资公司应符合下列条件：
（一）1、外国投资者资信良好，拥有举办投资公司所必需的经济实力，申请前一年该投资者的资产总额不低于4亿美元，且该投资者在中国境内已设立了外商投资企业，其实际缴付的注册资本的出资额超过1000万美元，并有三个以上拟投资项目的项目建议书已获得批准，或者：
2、外国投资者资信良好，拥有举办投资公司所必需的经济实力，该投资者在中国境内已设立了10个以上从事生产或基础设施建设的外商投资企业，其实际缴付的注册资本的出资额超过3000万美元；
（二）以合资方式设立投资公司的，中国投资者应为资信良好，拥有举办投资公司所必需的经济实力，其资产总额不低于1亿元人民币；
（三）投资公司的注册资本不低于3000万美元。
第三条 申请设立投资公司，投资者应将下列文件经拟设立投资公司所在地的省、自治区、直辖市、计划单列市外经贸部门审核同意后，报对外贸易经济合作部（以下简称外经贸部）审查批准。
（一）设立合资的投资公司的项目建议书、投资各方签署的可行性研究报告、合同、章程；
设立独资的投资公司外国投资者签署的项目建议书、外资企业申请表、可行性研究报告、章程；
（二）投资各方的资信证明文件、注册登记证明文件（复印件）和法人代表证明文件（复印件）；
（三）外国投资者已投资企业的批准证书（复印件）、营业执照（复印件）和中国注册会计师出具的验资报告（复印件）；
（四）投资各方近三年的资产负债表；
（五）外经贸部要求的其他文件。
上述文件除已注明为复印件的，一律应为正式文件。
非法定代表人签署文件的，应出具法定代表人的委托授权书。
委托依法设立的中介机构代为办理申请手续的，应出具由投资者法定代表人签署的委托授权书。
第四条 外国投资者须以可自由兑换的货币作为投资公司注册资本的出资，中国投资者可以人民币出资。出资应在营业执照签发之日起两年内全部缴清。
第五条 投资公司经批准可以经营以下部分或全部业务：
（一）在国家鼓励和允许外商投资的工业、农业、基础设施、能源等领域进行投资；
（二）投资公司可受其所投资企业的书面委托（经董事会一致通过），向其提供下列服务：
1、协助或代理其所投资的企业从国内外采购该企业自用的机器设备、办公设备和生产所需的原材料、元器件、零部件和在国内外销售其所投资企业生产的产品，并提供售后服务；
2、在外汇管理部门的同意和监督下，在其所投资企业之间平衡外汇；
3、协助其所投资企业招聘人员并提供技术培训、市场开发及咨询；
4、协助其所投资企业寻求贷款及提供担保。
（三）投资公司为其投资者提供咨询服务。
第六条 本规定第五条第二款所述投资公司所投资企业系指：
（一）投资公司直接投资或与其他外国投资者和／或中国投资者共同投资，投资公司或与其他外国投资者的出资占所投资设立企业注册资本25％以上的企业；
（二）投资公司将其投资者或其关联公司及其他外国投资者在中国境内已投资设立的企业的股权部分或全部收购，而使投资公司以及其他外国投资者的出资额占该已设立企业注册资本25％以上的企业。
除经外经贸部特殊批准，投资公司只能为以上所述的其所投资设立的企业提供第五条第二款所规定的服务。
投资公司不能代替其投资者在中国从事贸易中介服务。
第七条 经中国人民银行批准，投资公司可向其所投资设立的企业提供财务支持。
第八条 根据投资公司拟设立的项目性质，按照国家有关外商投资企业经营期限的规定核定投资公司的期限。
第九条 投资公司投资设立企业，按外商投资企业的审批权限及审批程序另行报批。
第十条 投资公司投资设立企业，投资公司或与其他外国投资者的外汇投资比例不低于其所投资设立企业的注册资本的25％的，其所投资的企业享受外商投资企业待遇，发给外商投资企业批准证书和外商投资企业营业执照。
第十一条 符合本规定第二条第（一）款第1项所规定条件的外国投资者可以其全资拥有的子公司的名义出资设立投资公司。
第十二条 申请设立投资公司的投资者须向审批机关出具担保函，保证其所设立的投资公司在中国境内投资时的注册资本的出资和技术转让。
以全资拥有的子公司的名义设立投资公司的，其母公司须向审批机关出具担保函，保证其子公司按审批机关批准的条件完成对其所设立投资公司注册资本的出资并保证该投资公司在中国境内所投资时的注册资本的出资和技术转让。
第十三条 投资公司在中国境内的投资活动不受公司注册地点的限制。
第十四条 投资公司的税收按中国有关法律、法规办理。
第十五条 投资公司应切实履行项目投资计划，并将每一年度的投资情况于下一年度的前三个月内报外经贸部备案。
第十六条 投资公司与其投资设立的企业是彼此独立的法人或实体，其业务往来应按独立企业之间业务往来关系处理。
第十七条 投资公司与其投资设立的企业应遵守中国的法律、法规，不得采用任何手段逃避管理和纳税。
第十八条 台湾、香港和澳门地区的投资者在大陆投资举办投资公司的，准用本规定。
第十九条 本规定由对外贸易经济合作部负责解释。
第二十条 本规定自发布之日起施行。
Provisional Regulations of the Ministry of Foreign Trade and Eco-nomic Cooperation on the Establishment of Investment Companies by ForeignInvestors
(Promulgated on April 4, 1995)
Whole document
Provisional Regulations of the Ministry of Foreign Trade and Economic
Cooperation on the Establishment of Investment Companies by Foreign
Investors
(Promulgated on April 4, 1995)
In order to promote foreign investment in China and to introduce
foreign advanced technology and managerial expertise, foreign investors
are permitted to establish investment companies (hereinafter referred to
as "investment company") in China in accordance with the Chinese laws and
regulations governing foreign investment and these Regulations.
Article 1
For the purpose of these Regulations, the term "Investment Company"
means a company that is engaged in direct investment and established by
foreign investors in China in the form of either a wholly foreign owned
enterprise or an equity joint venture with Chinese investors. The
investment company shall take the form of a limited liability company.
Article 2
To apply for approval to establish an investment company, the
following conditions shall be fulfilled:
(1)
(a) the foreign investor having a good credit and the economic
strength necessary for the establishment of an investment company; the
total amount of the investor's assets during the year preceding the
application being no be less than US $ 400 million, and the investor
having already established foreign-invested enterprise (s) within the
territory of China; and the amount of the investor's actually paid-in
capital contribution to the registered capital thereof exceeding US $ 10
million. Furthermore, more than three project proposals of the investor's
intended investment projects have been approved; or
(b) the foreign investor having a good credit and the economic
strength necessary for the establishment of an investment company; the
investor have already established more than 10 foreign-invested
enterprises in the people's Republic of China which are engaged in
production or infrastructure construction, and the total amount of the
investor's actually paid-in capital contribution to the registered capital
thereof exceeding US $ 30 million.
(2) In case the investment company is to be established in the form of
an Chinese-foreign equity joint venture, the Chinese investor shall have
good creditability and the economic strength necessary for the
establishment of such company, and the total amount of the Chinese
investor's assets shall not be less than RMB100 million. and
(3)the registered capital of the investment company being not be less
than US $ 30 million.
Article 3
To apply for the establishment of an investment company, the investor
shall submit the following documents to the Ministry of Foreign Trade and
Economic Cooperation (hereinafter referred to as "MOFTEC") for examination
and approval after the examination and consent obtained from the foreign
trade and economic cooperation authorities of the related province,
autonomous region, municipalities directly under the Central Government or
the municipalities specifically listed in the State economic plan in which
the investment company is to be located:
(1) If an investment company is to be established in the form of an
equity joint venture: the project proposal for the establishment of the
investment company, and the feasibility study, contract and articles of
association signed jointly by the parties to the investment company; or
If an investment company is to be established in the form of a wholly
foreign-owned enterprise: the project proposal, the wholly foreign-owned
enterprise application form, the feasibility study and articles of
association signed by the foreign investor.
(2) the creditability certificate for each investing party, the
registration certificate (duplicate) and the legal representative
certificate (duplicate);
(3)the approval certificate (s) (duplicate) for the enterprise (s)
already invested by the foreign investor, the business license (s)
(duplicate) and the capital verification report (duplicate) issued by
certified public accountants registered in China;
(4)the balance sheet of each investing party for the previous 3 years;
and
(5)other documents as required by MOFTEC.
All of the aforesaid documents shall be in the original except those
specified as duplicate.
In case the documents are to be signed by a non-legal representative,
a power of attorney issued by the legal representative shall be submitted.
In case the investor entrusts a lawfully established intermediary for
the application formalities, a power of attorney signed by the legal
representative of the investor shall be submitted.
Article 4
The foreign investor shall make its capital contribution to the
registered capital of the investment company in a freely convertible
currency. The Chinese investor may make its capital contribution in
Renminbi. All the capital contribution shall be paid in full within 2
years after the date of issuance of the business license.
Article 5
An investment company, upon approval, may be engaged in part or all
of the following business:
(1)To invest in fields such as industry, agriculture, infrastructure,
energy, etc., to the extent that foreign investment is encouraged or
permitted by the State;
(2)With written entrustment by enterprises with its investment (with
the unanimous approval by the board of directors), an investment company
may provide the following services for such enterprises:
(a)to assist, or act as agent for such enterprises in purchasing
domestically or overseas the machinery, equipment and office appliances
for their own use, and raw materials, components, and parts as being used
by the enterprises for their own production purpose, as well as to
distribute at both domestic and international markets the products
produced by the enterprises with its investment, and to provide
after-sales services;
(b)to balance foreign exchange revenue and expenditure among the
enterprises with its investment with the consent and under the supervision
of the foreign exchange administration authorities;
(c)to assist the enterprises with its investment in the recruitment
and employment of personnel and to provide technical training, market
development and consulting; and
(d) to assist the enterprises with its investment to seek loans and to
provide guarantees. and
(3)An investment company may provide consulting services for its
investors.
Article 6
For the purpose of Item 2, Article 5 of these regulations, enterprises
with investment from the investment company mean:
(1)the enterprises in which an investment company invests directly or
jointly with other foreign investors and/ or Chinese investors, and the
capital contribution of the investment company or of the investment
company together with other foreign investors, accounts for more than
twenty-five per cent of the registered capital of such enterprises already
established; and
(2)the enterprises already established within the territory of China
in which the capital contribution of the investment company and other
foreign investors account for more than twenty-five per cent of the
registered capital of such an enterprise as a result of purchasing part or
all of the shares from its investors, or its affiliated companies or other
foreign investors.
Unless otherwise specifically approved by MOFTEC, an investment
company can only provide services specified in Item 2, Article 5 hereof
for the enterprises with its investment as described above.
An investment company shall not be engaged in intermediary business
service related to trade in China on behalf of its investor(s).
Article 7
Upon the approval by the People's Bank of China, an investment company
may provide financial support for the enterprises with its investment.
Article 8
The term of operation of an investment company shall be examined and
approved in accordance with the relevant state regulations on the term of
operation of foreign-invested enterprises and on the basis of the nature
of the projects intended to be established by the Investment Company.
Article 9
The establishment of an enterprise in which an investment company
invests shall be separately submitted for approval in accordance with the
limits of approval authorization and the approval procedures for the
examination and approval of foreign-invested enterprises.
Article 10
An enterprise established by an investment company whose foreign
exchange investment solely made or together with other foreign investors
is not less than twenty-five per cent of the registered capital of the
enterprise shall enjoy the treatment of a foreign-invested enterprise, and
be issued a foreign-invested enterprise approval certificate and
foreign-invested enterprise business license.
Article 11
A foreign investor, fulfilling the conditions specified in Article 2
Item 1 (a), may contribute capital to and establish an investment company
in the name of its wholly-owned subsidiary.
Article 12
An investor that applies for approval to establish an investment
company shall submit a guarantee letter to the examination and approval
authorities in which it guarantees the capital contribution to the
registered capital and technology transfer by the investment company to
the enterprise(s) to be established when such investment company invests
within the territory of China.
In case an investment company is established in the name of its
wholly-owned subsidiary, the parent company shall provide such a guarantee
letter to the examination and approval authorities in which it guarantees
the capital contribution to the registered capital of the investment
company to be established by its subsidiary in accordance with the
conditions as approved by the examination and approval authorities, as
well as the capital contribution by the investment company to the
registered capital of and the technology transfer to the enterprise (s) to
be established when it invests within the territory of China.
Article 13
The investment activities by an investment company within the
territory of China shall not be limited to the place of its registration.
Article 14
Matters concerning the taxation of an investment company shall be
handled in accordance with the relevant laws and regulations of China.
Article 15
An Investment Company shall actually implement its project investment
plan, and its investment situation of the previous year shall be filed
with MOFTEC within the first 3 months of each year.
Article 16
An investment company and the enterprises established with its
investment shall be legal persons or entities independent of each other.
Their business transactions shall be dealt with as normal business
transaction between independent enterprises.
Article 17
An investment company as well as the enterprises established with its
investment shall abide by the laws and regulations of China, and shall not
escape from being administrated and evade paying taxes by any means.
Article 18
These Regulations are applicable as a measure of reference to
investors from the regions of Taiwan, Hong Kong and Macao carrying out
investment and establishing investment companies in the mainland.
Article 19
The interpretation of these Regulations shall be vested in the
Ministry of Foreign Trade and Economic Cooperation.
Article 20
These Regulations shall be implemented as of the date of their
promulgation.
鹤壁市人民政府办公室转发市房管局关于《鹤壁市住宅小区竣工综合验收管理试行办法》的通知
河南省鹤壁市人民政府办公室
鹤壁市人民政府办公室转发市房管局关于《鹤壁市住宅小区竣工综合验收管理试行办法》的通知
各县、区人民政府，市人民政府各部门：
市房管局关于《鹤壁市住宅小区竣工综合验收管理试行办法》已经市政府同意，现转发你们，请认真贯彻执行。
二○○六年一月二十五日
鹤壁市住宅小区竣工综合验收管理试行办法
（市房管局 二○○六年一月四日）
第一条 为加强对新建住宅小区竣工综合验收的管理工作，进一步规范房地产开发经营行为，保障住宅小区内房屋消费者合法权益，提高住宅小区总体质量水平，根据《中华人民共和国城市房地产管理法》、《城市房地产开发经营管理条例》、《城市住宅小区竣工综合验收管理办法》等法律、法规、规章，结合本市实际，制定本办法。
第二条 本办法适用于我市行政区域内新建竣工的住宅小区。
第三条 房地产开发主管部门负责新建住宅小区竣工综合验收的组织和实施。
第四条 本办法所称住宅小区竣工综合验收是指新建住宅小区竣工后，在相关职能部门验收的基础上，对住宅小区是否符合法定和设计的居住条件进行的验收。
新建住宅小区实行分期开发建设的，可分期验收。
第五条 本办法所称住宅小区内房屋指房地产开发企业开发建设的商品住宅和商业用房。
第六条 新建住宅小区竣工综合验收应当依据法律法规、标准规范与开发项目批准的设计批复文件及配套设施建设合同，对住宅小区的配套市政公用设施、公共服务设施以及绿地的建设情况进行逐项核验。
市政公用设施包括：小区内道路与标志标识、室外公共照明、小区出入口、停车场（库）、环卫设施、供水、供电、通信、天燃（煤）气、供热、消防、有线电视、宽带网、雨（污）水管、化粪池、检查井等设施。
公共服务设施包括：小区内教育、医疗卫生、文化体育、商业服务、金融、邮政、物业管理和社区服务、安全防范等设施。
绿地包括：小区内小游园、组团绿地及其他块状、带状绿地。
第七条 住宅小区符合下列条件的，开发建设单位可向项目所在地房地产开发主管部门申请综合验收：
（一）在批准的用地红线范围内所有的建设项目已按批准的规划设计全部建成，并满足入住要求（分期开发项目除外）；
（二）小区内房屋、市政公用设施、公共服务设施等单项工程质量全部验收合格，且竣工验收资料齐全；
（三）具备应当由国土资源、规划、建设等部门出具的许可证件；
（四）消防供水、消防车通道、防火间距等符合消防规划的要求；
（五）人防工程设施按规定建设或交纳异地建设费；
（六）施工现场清理完毕，交付使用部分与施工工地有明显有效的隔离设施；
（七）开发建设单位自主拆迁的，被拆迁户已被安置；
（八）施工单位已签署《建筑工程施工质量保修书》；
（九）建设项目档案已按规定向建设部门移交；
（十）小区绿化经验收合格；
（十一）小区用水已纳入城市公共供水管网，未使用临时施工用水或其他不符合要求的用水；
（十二）小区用电已纳入城市供电网络，未使用临时施工用电或其他不符合要求的用电；
（十三）小区水、电等基础设施配套费用已交纳；
（十四）雨水、生活污水排放已纳入永久性城市雨水、生活污水排放系统；
（十五）物业管理单位及物业用房落实，已按规定将有关资料移交物业管理单位；
（十六）房地产开发主管部门认为需要具备的其他条件。
第八条 开发建设单位申请办理住宅小区竣工综合验收手续，应提供以下证件（验核原件的复印件）及资料：
（一）住宅小区竣工综合验收申请表；
（二）小区规划总平面图、住宅小区竣工建筑总平面图、绿化总平面图及绿化施工合同、综合管线总平面图；
（三）小区内所有单项工程编号、建筑面积、用途及其设计、施工、监理单位一览表；
（四）国有土地使用证、建设用地规划许可证、建设工程规划许可证、施工许可证；
（五）规划部门出具的开发建设单位严格按照规划设计文件进行开发建设的证明文件；
（六）公安消防机构出具的消防验收合格意见书；
（七）人防部门出具的验收合格证明或人防工程异地建设费缴纳证明；
（八）开发建设单位自主拆迁的，被拆迁户已被安置的证明材料；
（九）建设部门出具的各单项工程竣工备案登记证书或竣工验收合格文件，建设工程档案认可文件；
（十）绿化行政主管部门出具的小区绿化验收合格证明；
（十一）小区用水、用电已实行一户一表施工且已向供水、供电单位移交的证明材料；
（十二）利用城市公共供热系统供热的住宅小区，应该按单户循环施工，并有供热单位对小区热交换站及二次网验收合格的证明材料；
（十三）房地产开发主管部门认为需要开发建设单位出示的其他资料。
第九条 供水、供电、供暖单位应积极配合开发建设单位进行水、电、暖等配套设施的移交工作，并向开发建设单位出具接收证明， 供水、供电、供暖单位不得以任何非正当理由拒绝接收小区水、电、暖等配套设施的管理工作。
第十条 住宅小区竣工综合验收应按以下程序进行：
（一）受理验收申请，审查资料；
（二）现场核验；
（三）颁发住宅小区竣工综合验收合格证书并公告。
第十一条 房地产开发主管部门应当在接到开发建设单位住宅小区竣工综合验收申请之日起5日内，对开发建设单位提交的验收申请资料进行审查，不具备现场核验条件的，书面告知申请单位不予现场核验及其原因，具备现场核验条件的，应当在20日内进行现场核验。验收合格的，5日内颁发住宅小区竣工综合验收合格证书。
第十二条 房地产开发主管部门在对住宅小区进行现场核验时，发现开发建设单位依照本办法第八条规定提供的材料与现场事实不相符的，房地产开发主管部门应在2日内向出具材料的国土资源、建设、规划等主管部门送达《住宅小区竣工综合验收建议书》，相关单位应在收到《住宅小区竣工综合验收建议书》3日内作出书面答复。
第十三条 分期开发建设的住宅小区，房地产开发主管部门对其分期验收合格的，颁发住宅小区竣工分期验收合格证书，小区全部建成后，换发住宅小区竣工综合验收合格证书。
第十四条 房地产开发企业进行商品房现售时，应当向商品房买受人出示住宅小区竣工综合验收合格证书或分期验收合格证书。
第十五条 住宅小区未经竣工综合验收（分期验收）或验收不合格的，住宅小区不得交付使用。
第十六条 违反本办法规定，将未取得住宅小区竣工综合验收合格证书或分期验收合格证书的住宅小区交付使用的，房地产开发主管部门不得核发房屋所有权证。开发建设单位擅自将未经竣工综合验收（分期验收）或验收不合格的住宅小区交付使用的，按照有关规定处理。
第十七条 住宅小区共用部位、共用设备维修基金由开发建设单位在售房时代收代缴，并由开发建设单位在办理产权初始登记前一次性交清。
第十八条 按照本办法第八条规定，出具证明材料及证件的单位应当对出具的证明材料及证件的真实性和准确性负责，上述单位工作人员有弄虚作假、玩忽职守、徇私舞弊等行为的，有关部门要依法予以行政处分；构成犯罪的，依法追究刑事责任。
第十九条 开发区范围内的相关验收职能由鹤壁经济开发区管委会负责履行。
第二十条 本办法由市房产管理局负责解释。
第二十一条 本办法自2006年2月1日起施行。
